Products

1. •Pre-Built Product Families
   

2. •Pre-Built Products
   

3. •Product Family Address/General Information
   

4. •Transfer Agent Address/General Information
   

5. •Product Breakpoints for Concession Calculations
   

6. •Blue Sky Information for Compliance
   

7. •License/Appointment Tracking for Compliance
   

8. •Required Customer Income/Net Worth Tracking
   

9. •Unlimited Customization Fields
   

10. •Holdings (Asset) Information by Product
    

11. •Imaging Capabilities (Auto Feed/One Sheet)
    

12. •Association of Products
    

13. •Product Pricing Information
    

14. •Sales Year To Date per Product
    

15. •Automatic Price File Download
    

16. •Quick View of Orders / Holdings 
    

Representatives 

1. •NASD Status/Registration Information
   

2. •Licensing Information
   

3. •Unlimited Contact Information
   

4. •Customizable Commission Payouts to fit all types of schedules (Splits/Overrides)
   

5. •Alias Information for Multiple Rep #'s
   

6. •EFT Commission Payment Option
   

7. •Unlimited Customization Fields (Free Form, Drop Down Lists, Dates, etc.)
   

8. •Sales Year To Date Information
   

9. •Systematic Ticket Charges
   

10. •Automatic Calculation of Licensing Fees
    

11. •Association of Representatives
    

12. •Continuing Education Tracking
    

13. •Electronic Commission Statement Delivery
    

14. •1099 IRS File Creation / Data Export
    

15. •Example Rep Reports
    

1. 1.NASD Licensing Report
   

2. 2.Rep Override Structure
   

3. 3.Sales/Earnings Report
   

4. 4.Representative Roster
   

5. 5.Adjustments & Deductions
   

6. 6.Commission Statements
   

7. 7.Commission Checks
   

8. 8.Commission Override Summary
   

16. •Imaging Capabilities (Auto Feed/One Sheet)
    

17. •Quick View of Customers / Orders
    

Branches 

1. •NASD Licensing Information
   

2. •Unlimited Contact Information
   

3. •Branch Inspection Information
   

4. •Quick View of Reps/Customers/Orders
   

5. •Unlimited Customization Fields (Free Form, Drop Down Lists, Dates, etc.)
   

6. •Multi-Level Branch Capabilities
   

7. •Segregated Mailing / Shipping Information
   

Customers

1. •Unlimited Contact Information
   

2. •Banking Information
   

3. •Financial Information (Suitability Information
   

4. •Employer Information
   

5. •Documents Received Information
   

6. •Unlimited Customization Fields (Free Form, Drop Down Lists, Dates, etc.)
   

7. •Association of Customers
   

8. •Customer Holdings (Assets) Information
   

9. •Split Representatives on Specific Customers
   

10. •Example Customer Reports
    

1. 1.Customer Statements
   

2. 2.Asset Summary Report
   

3. 3.New Account Form
   

4. 4.Churning Report
   

11. 
    

Orders

1. •All types of Transactions
   

1. 1.Mutual Funds
   

2. 2.Variable Annuities
   

3. 3.Variable Life
   

4. 4.Stocks
   

5. 5.Bonds
   

6. 6.Stock Options
   

7. 7.Miscellaneous Adjustment & Deductions
   

8. 8.Trail Commissions
   

2. •Customization Fields (Free Form, Drop Down List, Dates, etc.)
   

3. •One-Time Commission Payout Capabilities / Order
   

4. •Statement Posting tool for Quick Posting
   

5. •Mutual Fund Download Capabilities
   

6. •Clearing Firm Download Capabilities
   

7. •Miscellaneous Ticket Charge Capabilities
   

8. •Letter of Intent Transactions
   

9. •Rights of Accumulation Transactions
   

Systematic Processes

1. •Mutual Fund Downloads
   

2. •Clearing Firm Downloads
   

3. •DST FAN Mail Downloads
   

4. •DAZL Downloads
   

5. •Automatic Price File Download
   

6. •Systematic End of Day Process (Blottering)
   

7. •Systematic Commission Process
   

8. •Electronic Commission Statement Delivery
   

9. •Imaging Capabilities (Auto Feed/One Sheet)
   

10. •Off-Cycle Automated Processing Capabilities (Synchronization, Backups, etc.)
    

Commission Process

1. •Automated Calculation of Commission Payouts based upon Rep Rates
   

2. •Automatic Update of Rep's 1099 Earnings File
   

3. •EFT Commission Payment Option
   

4. •Electronic Commission Statement Delivery
   

Miscellaneous Features

1. •Customizable Security Options by Users
   

2. •Internal Backup Procedures During Various Systematic Processes (End of Day, Commissions)
   

3. •Database Backup Options as Needed  
   

4. •WinOPS includes a Custom Report Writer
   

5. •Customizable Drop Down List Boxes (Code Tables Modified for Various Needs of the B/D)
   

6. •Imaging Capabilities (Auto Feed/One Sheet)
   

7. •Off-Cycle Automated Processing Capabilities (Synchronization, Backups, etc.)

The basic premise behind WinOPS is simplicity.

1. • With a product to sell, a representatives to sell it, and a customer to buy it, your Broker/Dealer is ready to enter new orders and start automating your operations in a short period of time.
   

2. • Techmate Inc. services firms that range from six reps to over six thousand representatives.  In total, more than  30,000 registered representatives at over ninety Broker/Dealers receive their commissions through WinOPS.
   

3. • We would love to see if we can save you time and money by adding your representatives to that number. 
   

4. • Below is a break down in more detail. 

Contact Information

Phone:  (303) 985-9956

Fax:      (303) 985-1363

E-Mail Address:

pk@opsplus.com

Shipping Address:

5264 Oak Hollow Drive

Morrison, CO 80465

Mailing Address:

P.O. Box 749
Morrison, CO 80465-0749